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        Habermas and Hermeneutics:From Verstehen to Lebenswelt

        2019-12-25 00:54:46RichardWolin
        文藝理論研究 2019年2期

        Richard Wolin

        Abstract:Throughout his career, Habermas sought to remain faithful to the idea of a non-dogmatic and reflexive Marxism-Marxism as “critique.”Although Habermas never adopted the framework of social phenomenology per se, by the same token, his reception of the later Husserl’s notion of the lifeworld would play a central methodological role in his later work, enabling him to parry the well-entrenched scientistic biases of philosophy and social science.In “Knowledge and Human Interests”(1965), his inaugural lecture at University of Frankfurt, Habermas embraced Husserl’s critique of modern science’s misguided “mathematicization of nature.”Yet his systematic employment of Husserl would not occur until Theory of Communicative Action (1981).There, the notion of the “Lifeworld”(Lebenswelt)as an inexhaustible repository of non-thetic, implicit meanings signifies a reservoir of semantic resistance vis--vis the predatory subsystems of “money”and “power”(Geld und Macht)that, under late capitalism, increasingly assume hegemony.Habermas coined the phrase, the “colonization of the lifeworld,”to describe the process whereby informal spheres of human interaction are increasingly subjected to regulation and control by superordinate economic and bureaucratic structures.For Habermas, the discourse of social phenomenology, as it derived from the later Husserl, ultimately supplanted the role that “hermeneutics”had formerly played in his work—that is, as a methodological alternative to the objectivating approach that the social sciences.For Habermas, the attempt to remedy philosophy’s positivistic self-misunderstanding was more than an abstract, theoretical concern.At stake was the growing “scientific-technical organization of the lifeworld,”whose expansion had begun to threaten to the normative self-understanding of the West, which, in Habermas’s view, revolved around the mutually complementary ideals of individual autonomy and democratic self-determination.In this respect, Habermas’constructive encounter with the later Husserl was wholly consistent with his overall project of developing a “Critical Theory with a practical intent.”

        Keywords:Habermas; Critical Theory; Hermeneutics

        Husserl came to social phenomenology relatively late in life, with his 1936 manuscript on the

        Crisis

        of

        the

        European

        Sciences

        and

        Transcendental

        Phenomenology

        .Two decades laterits reception helped to inspire the emergence of

        phenomenological

        Marxism

        .In Central Europe, this paradigmstood as a reflexive alternative to official Marxism qua “diamat”(dialectical materialism)which, in the lands of “really existing socialism,”had congealed into a dogmatic and repressive “science of legitimation.”Phenomenological Marxism’s leading representatives were Sartre, Maurice Merleau-Ponty, Karel Kosik, Tran Duc Thao, and Enzo Paci.In the Czech context, one might go so far as to say that, given Kosik’sprominence, it played an important role in the Renaissance of Marxist humanism that culminated in the notion of “Socialism with a Human Face”and the Prague spring.

        The “crisis of Marxism”was reflected in Marxism’s objectivistic self-understanding as “scientific socialism,”an approach that downplayed subjectivity and thus seemed to negate human freedom, as the regimes governed by orthodox Marxismdid in actual practice.Husserl’s notion of intentionality offered a compelling alternative to the prevailing scientism, and it was this aspect that was embraced by the phenomenological Marxists in their search for a philosophical orientation that could counter the reigning methodological dogmatism.Insofar as Husserl’s concept of intentionality identified the constitutive function of the transcendental ego as a sine qua non for experience and cognition, it represented a thoroughgoing challenge to all variants of positivism.

        These preoccupations are central to Husserl’slatework on the

        Crisis

        of

        the

        European

        Sciences

        , in which he identifies the “mathemati-cization of nature”as the main culprit.As Husserl observes:“The exclusiveness with which the total worldview of modern man, in the second half of the nineteenth century, let itself be determined by the positive sciences and be blinded by the ‘prosperity’they produced, meant an indifferent turning-away form the questions which are decisive for a genuine humanity.Merely fact-minded sciences make merely fact-minded people.It excludes in principle precisely the questions which man, given over in our unhappy times to the most portentous upheavals, finds the most burning:questions of the meaning or meaninglessness of the whole of this human existence.”(Husserl 6)

        Hermeneutics

        Underlying Habermas’s reception of Dilthey’s work during the 1960s is both a scholarly context as well as a political context.The scholarly context pertains to the revival of debates concerning “

        explanation

        vs.

        understanding

        ”(?vs)in the human sciences.Whereas the empirical sciences seek to “explain”social phenomena and historical events by subjecting them to causal-nomological accounts, the

        Geisteswissenschaften

        , conversely seek to

        interpret

        them via the non-objectivating technique of understanding (

        Verstehen

        ).Qua method, understanding seeks, above all, to heed the motivations and intentions of historical actors.In Dilthey’s rendition of

        Verstehen

        , the technique of “empathy”or

        Einf

        ü

        hlen

        was also paramount.This procedure suggested that it was necessary for the historian or interpreter to intuit or identify with the mind set of the actors whose motivations she was trying to comprehend.As a philosopher of culture Dilthey was also the foremost generational representative of-, displaying all of the quirks and limitations of that perspective.Foremost among these limitations was’

        rather

        frank

        devaluation

        of

        ratiocination

        and

        conceptualization

        .Bluntly put,

        intellection

        , in all its guises and manifestations,

        constituted

        a

        falsification

        of

        the

        vibrant

        immediacy

        of

        life.

        ”As a philosopher of cognition (

        Erkenntnistheoretiker

        ), Dilthey viewed it as his task to “detranscendentalize”the transcendental subject, or

        ego

        cogito

        , that had been epistemologically venerated by Descartes and Kant.He vigorously contested the transcendental ego’s

        material

        impoverishment

        , which he interpreted as a denigration of,

        or

        lived

        experience

        ,”a condition that he associated with the acute

        experiential

        vacuity

        of

        a

        hyper

        -

        rationalized

        ,

        Western

        .

        As Dilthey remarks in seminal passage from

        Einfuhrung

        in

        die

        Geistewissen

        -

        schaften

        :“

        No

        real

        blood

        flows

        in

        the

        veins

        of

        the

        knowing

        subject

        constructed

        by

        Locke

        ,

        Hume

        ,

        and

        Kant

        ;

        it

        is

        only

        the

        diluted

        juice

        of

        reason

        ,

        a

        mere

        process

        of

        thought.

        ”(Dilthey 162)Dilthey viewed the very act of

        cognitive

        apprehension

        ,

        or

        science

        ,”

        as

        a

        betrayal

        of

        life

        ”()

        .

        Yet how could one in good conscience aspire to “science”or “knowledge,”if all theory were, as Dilthey claimed, intrinsically an act of betrayal or falsification? In his critique of historical reason Dilthey sought to formulate objective concepts that would make historical life intelligible.Yet isn’t this very act of

        subsuming

        the

        singularity

        of

        lived

        experience

        under the general concepts of “

        life

        ,”“

        expression

        ,”

        and

        experience

        ”itself a violation and, as such, objectionable.Even if historicism’s claims about the epistemological superiority of “l(fā)ife”over “ratiocination”were true, from a normative perspec-tive, we would nevertheless remain perplexed:

        awash

        in

        the

        flux

        of

        experience

        ,

        and

        thus

        lacking

        a

        fixed

        and

        reliable

        point

        of

        orientation

        to

        guide

        us

        (Schn?delbach 145).Behind such attitudes and contentions it was not difficult to discern the distinctive echoes of vintage

        German

        -i.e., the

        anti

        -

        Western

        ,

        anti

        -

        civilizationalethos

        that would rise to fever pitch during the 1920s with the work of Spengler, Arthur Moeller van den Bruck, and Martin Heidegger.Like other representatives of German historicism Dilthey was a cultural relativist.Late in life, he elaborated his doctrine of-or

        worldviews

        the

        mental

        parameters

        that

        defined

        a

        given

        period

        or

        epoch.

        According to this perspective, “values”were intrinsically arbitrary and could never be objectively grounded or justified.For Habermas, Dilthey’s hermeneutics represented what one might call a usable past.By emphasizing the specificity and irreducibility of

        Verstehen

        , Dilthey’s hermeneutics could be enlisted in the methodological and political struggle against the depradations of modern scientism, which had sought to extend its instrumental attitude toward physical nature to the domain of human social action.According to Habermas, “

        Whereas

        the

        empirical

        -

        analytical

        methods

        aim

        at

        disclosing

        and

        comprehending

        under

        the

        transcendental

        viewpoint

        of

        technical

        control

        ,

        hermeneutic

        methods

        aim

        at

        mutual

        understanding

        in

        ordinary

        language

        communication

        and

        in

        action

        according

        to

        common

        norms.

        ”(Schn?del-bach 176)Surprisingly, the “ideological”objections that the Critical Theory tradition had frequently raised about Dilthey’s work-reservations that had vigorously called into question the “

        conventionalism

        ,”or over-identification with tradition, as well as the

        value

        -

        relativism

        of the hermeneutic approach-were absent in Habermas’s account.Instead, his criticism of Dilthey paralleled his critique of the other intellectual protagonists discussed in

        Knowledge

        and

        Human

        Interest

        :Marx, Peirce, and Freud.Habermas suggested that, like these other thinkers, Dilthey’s approach had succumbed to a “scientistic self-misunderstanding.”Thus despite his penetrating insights concerning the methodological limitations of the natural sciences, Dilthey ultimately succumbed to the predominant illusions of his epoch and sought to legitimate the practice of hermeneutics in the language of scientific objectivity.Paradoxically, he suggested that hermeneutics’claim to methodological superiority was due to the fact that, in the realm of the human sciences, its results could guarantee a greater measure of “objectivity”than could the competing, “naturalizing”approaches that were borrowed from the domain of the

        Naturwissens

        -

        chaften

        .Habermas refers to this peculiar methodolo-gical blind spot as Dilthey’s “covert positivism”(Schn?delbach 179).In

        Truth

        and

        Method

        , Gadamer went far toward redressing one of the major drawbacks of Dilthey’s hermeneutics:its methodological objectivism or latent positivism.Gadamer countered Dilthey’sscien-tistic self-misunderstanding by rejecting the methodological ideal of finality or completion-the Rankean notion that one should interpret historical events “as they really were,”through the eyes of the actors-in favor of a more open-ended, dialogical and hermeneutically situated model of understanding.

        Yet as Habermas shows, in deftly avoiding one set of methodological failings, Gadamer proceeded to open himself up to another series of complications and compromises.

        Habermas took exception to the arch-conservative implications of Gadamerian hermeneu-tics, viewing its

        glorification

        of

        tradition

        as

        unacceptable

        , insofar as,

        historically

        ,

        traditions

        concealed

        relations

        of

        domination

        that

        were

        inconsistent

        with

        the

        (

        Kantian

        )

        precepts

        of

        autonomy

        and

        self

        -

        determination

        .Playing Kant to Gadamer’s Burke, he insisted on the ineliminable prerogatives of “

        reflection

        ”(

        Reflexion

        ):

        thusthe

        principles

        of

        democratic

        citizenship

        mandated

        that

        only

        those

        traditions

        were

        acceptable

        that

        could

        be

        explicitly

        and

        rationally

        agreed

        to

        by

        those

        who

        were

        subject

        to

        its

        dictates

        and

        decrees.

        Thus Gadamer’s unabashed “

        prejudice

        in

        favor

        of

        prejudice

        ”was flatly irreconcilable with the values of social emancipation.In Habermas’s view, Gadamer’s inflexible defense of tradition (

        Uberlieferung

        )was ultimately reminiscent of the discredited worldview of the German

        Obrigkeitsstaat

        (authoritarian state)—a mentality that was conducive to the cultivation of “

        subjects

        ”(

        Untertane

        )rather than “

        citizens

        ”(ü)who possessed the capacity for self-rule.As Habermas points out, “understanding”(

        Verstehen

        )worthy of the name does not mean blindly surrendering to the authority of tradition, but always entails its critical appropriation.

        When

        all

        is

        said

        and

        done

        ,

        Gadamer

        s

        glorification

        of

        prejudice

        and

        tradition

        demonstrates

        that

        he

        values

        authority

        over

        reason

        ,

        preservation

        of

        the

        status

        quo

        over

        the

        ideal

        of

        political

        self

        -

        determination.

        Thus whether one chooses Dilthey, Gadamer, or Heidegger, one sees that the hermeneutic tradition suffers certain as

        .

        This aversion to universal reason was one of the legacies of the German intellectual-Germany’s self-understanding as a

        Kulturnation

        in opposition to the purportedly superficial practices of

        r

        ?

        sonnieren

        that predominated in the West.Many aspects of the hermeneutic approach were geopolitically conditioned and betrayed what one might call

        an

        anti

        -

        civilizational

        affect

        a

        disposition

        that

        surfaced

        ,

        above

        all

        ,

        in

        the

        valorization

        of

        life

        ”(

        Leben

        )

        over

        reason.

        ”As a philosopher, Habermas under-took to cure German political culture of these longstanding prejudices-intellectual habitudes that had had such a deleterious impact on the nation’s moral and political development.With these considerations in mind, it is not surprising to find that, when in

        Theory

        of

        Communicative

        Action

        (1981), Habermas reconceived the theoretical framework he had originally developed in

        Knowledge

        and

        Human

        Interests

        ,

        the

        references

        to

        hermeneutics

        disap

        -

        pear

        almost

        entirely

        .Instead, in a momentous conceptual shift, he relies on the tradition of

        social

        phenomenology

        as developed by the late Husserl in

        The

        Crisis

        and by Alfred Schütz and Thomas Luckm-ann in

        Structures

        of

        the

        Lifeworld

        .In retrospect, this change in perspective seems entirely plausible, since Habermas’s social theoretic reformulation of the critique of instrumental reason parallels Husserl’s interrogation of the worldview of modern science in the

        Crisis

        .In

        Theory

        of

        Communicative

        Action

        Habermas reconceptualizes his earlier critique of the

        technological

        scientization

        of

        politics

        in

        terms

        of

        the

        theme

        of

        the

        colonization

        of

        the

        lifeworld.

        ”In the view of most commentators, Husserl’s

        Crisis

        , represented a radical new departure.As Paul Ricoeur enquired in his study of Husserl:“How can a philosophy of the cogito, of the radical return to the ego as the founder of all being, become capable of a philosophy of history?”(Ricoeur 145)Conversely, in the eyes of Maurice Merleau-Ponty, the

        Crisis

        represented a genuine breakthrough, since by abandoning the program of eidetic phenomenology or the search for timeless essences, Husserl had succeeded in exposing phenomenology to new possibilities and horizons.Of course, in the

        Crisis

        , although one can unquestionably sense the political tumult of the 1930s hovering in the background, Husserl was only indirectly concerned with real history.Instead, his main focus is on the

        meaning

        of history when viewed “eidetically.”His concern was that, in an essential sense, the West had lost its way-by which he meant the telos that had been established during the halcyon days of the Greek Enlightenment.

        The

        idea

        that

        or

        reason

        should

        govern

        the

        world

        as

        opposed

        to

        myth

        ,

        fate

        ,

        or

        brute

        force

        was

        a

        Greek

        innovation

        that

        had

        been

        codified

        by

        the

        Socratic

        School.

        Yet, since the late nineteenth century, there could be no denying the fact that

        the

        West

        s

        trust

        in

        reason

        had

        been

        tarnished.

        In its wake, to quote Max Weber, a set of “

        warring

        gods

        ”had arisen,

        which

        sought

        to

        supplant

        the

        virtues

        of

        intellection

        with

        irrational

        appeals

        to

        the

        forces

        of

        blood

        and

        race.

        ”Under the circumstances, Husserl, who previously had paid scant attention to moral philosophy, was compelled to undertake a general, metahistorical enquiry concerning

        the

        fate

        of

        reason.

        Yet the real conceptual innovation offered by this rich and fascinating text pertains to Husserl’s development of the idea of the “l(fā)ifeworld”(

        Lebenswelt

        ), a bedrock of implicit meanings or taken-for-granted normative assumptions and practices that underlie more formalized domains of social interaction.The lifeworld is the indispensable horizon and basis of human experience.As such, it possesses an existential primacy in light of which all other spheres of life appear as secondary elaborations or constructions.As Husserl explains:“

        the

        life

        -

        world

        ...

        is

        pregiven

        to

        us

        ,

        the

        waking

        ,

        practically

        interested

        subjects

        ,

        always

        and

        necessarily

        ,

        as

        the

        universal

        field

        of

        all

        actual

        and

        possible

        praxis

        ,

        as

        horizon.

        ”(Ricoeur 142)

        The lifeworld is the realm of original self-evidences ...All conceivable verification leads back to these modes of self-evidence ...lies in these intuitions themselves as that which is actually, intersubjectively experienceable and verifiable; it is not a subtruction of thought; whereas such a substruction, insofar as it makes a claim to truth, can have actual truth only by being related back to such self-evidences.(Rico-eur 127-28)

        As individuals, there are two basic attitudes we can assume toward the self-evidences of the lifeworld:

        a

        na

        ?

        ve

        attitude

        and

        one

        that

        is

        reflective.

        It is the latter that Husserl associates

        with

        the

        philosophical

        point

        of

        view

        and which, for this reason, he judges to be superior.The na?ve attitude declines to go beyond the lifeworld in its immediate givenness.It remains immersed in these experiences and rests content with its immersion.Conversely,

        the

        reflective

        attitude

        represents

        what

        one

        might

        call

        the

        beginning

        of

        wisdom.

        Rather than accepting the lifeworld as given, it systematically enquires into the “how”of the lifeworld, its fundamental modalities of givenness.Husserl aptly describes this approach as a “

        transfor

        -

        mation

        of

        the

        thematic

        consciousness

        of

        the

        world

        that

        breaks

        through

        the

        normality

        of

        straightforward

        living.

        ”(Ricoeur 144)

        Subsequently

        ,

        what

        was

        once

        self

        -

        evident

        and

        unproblematic

        cease

        to

        be

        so.

        The reflective approach is the fruit of what Husserl refers to in the

        Crisis

        as the

        transcendental

        epoch

        ē:a standpoint that permits the phenomenologist to break with the familiarity of the natural attitude.

        For

        a

        philosophical

        analogy

        ,

        one

        might

        have

        recourse

        to

        the

        celebrated

        cave

        allegory

        in

        Plato

        s

        ,

        in

        which

        one

        prisoner

        breaks

        free

        from

        his

        chains

        in

        order

        to

        perceive

        the

        shadow

        -

        play

        that

        his

        fellow

        prisoners

        take

        for

        reality

        or

        the

        truth.

        From

        a

        Hegelian

        perspective

        ,

        the

        reflective

        attitude

        expresses

        the

        transition

        from

        consciousness

        to

        self

        -

        consciousness.

        It serves as a metaphor for the

        conversion

        experience

        that

        distinguishes

        the

        philosophical

        point

        of

        view

        from

        common

        sense

        perspective

        of

        the

        everyday

        life.

        The

        epoch

        ē

        affords

        access

        to

        what

        Husserl

        describes

        as

        the

        miracle

        of

        transcendental

        subjectivity

        :the realization that the world does not exist as a self-subsistent entity, as na?ve consciousness might assume.Instead, its being is dependent on the constitutive function of intentional consciousness.

        Thus

        ,

        following

        the

        precedents

        of

        Descartes

        and

        Kant

        ,

        Husserl

        alleges

        that

        the

        world

        never

        appears

        as

        such.

        Instead

        our

        interaction

        with

        it

        is

        conditioned

        a

        priori

        by

        the

        transcendental

        and

        constitutive

        modalities

        of

        intentionality.

        Here, the concept of intentionality is pivotal insofar as it suggests epistemological limits to the third-person, observer perspective favored by both the natural sciences as well as the positivistically biased social sciences (

        Geisteswissenschften

        ).In other words:the world-and the socio-cultural world, in particular-cannot be objectively reduced to the “totality of (self-subsistent)facts”if such “facts”are ultimately dependent on the intentionality of consci-ousness.In

        Theory

        of

        Communicative

        Action

        the lifeworld stands as a realm of informal social meanings and unproblematical cultural assumptions which social actors are able to draw upon freely in order to arrive at shared understandings and to realize their individual and collective projects.Habermas’s normative concerns parallel Husserl’s insofar as both philosophers seek to parry the risks and temptations of

        scientific

        overreach

        :an ever-escalating process whereby more and more aspects of human social life forfeit their autonomy as well as their existential integrity at the hands of highly formalized organiza-tional systems.In the discourse of classical sociology such developments were a central topos.In his pathbreaking studies on

        Suicide

        and the

        Division

        of

        Labor

        , Durkheim addressed it under the rubric of the

        transition

        from

        mechanical

        to

        organic

        solidarity.

        In a number of key works, Max Weber harbored similar fears and concerns.

        He famously concluded

        The

        Protestant

        Ethic

        and

        the

        Spirit

        of

        Capitalism

        by denigrating the ethos of the modern

        Fachmensch

        or specialist as a cultural setback when considered against the backdrop of the Renaissance ideal of the well-rounded personality.His critique of the

        fateful

        one

        -

        sidedness

        of

        modern

        cultural

        development

        the

        triumph

        of

        objective

        over

        subjective

        culture

        -led him to formulate his conception of modernity

        as

        a

        process

        of

        twofold

        loss

        ”:a “l(fā)oss of meaning”and a “l(fā)oss of freedom”(

        und

        )

        .

        Loss

        of

        meaning

        ”derives from the process of rationalization, whereby the mores and convictions of traditional society are

        increasingly

        subjected

        to

        the

        corrosive

        force

        of

        intellectualist

        criteria

        as

        well

        as

        the

        universal

        solvent

        of

        scientific

        reason.

        Loss

        of

        freedom

        ”results from the universal

        triumph

        of

        bureaucracy

        as a seemingly inescapable mode of social organization.Thus increasingly

        fewer

        spheres

        of

        life

        are

        able

        to

        escape

        the

        straightjacket

        of

        formal

        reason.

        Bureaucracy’s rise means that

        increasingly

        fewer

        aspects

        of

        social

        and

        vocational

        life

        are

        left

        to

        individual

        inclination

        ,

        whim

        ,

        initiative

        ,

        or

        choice.

        Instead, nearly all aspects of social life are

        regulated

        and

        predetermined

        -down to the innermost “

        corpuscu

        -

        lar

        level

        , as Michel Foucault observes with reference to the growth of “biopower”in the modern world.Reliance on the lifeworld concept allows Habermas to analyze such developments in ways that

        the

        hermeneutic

        approach

        with

        its

        shortsighted

        and

        limited

        glorification

        of

        the

        ineffable

        immediacy

        of

        life

        ”-did not.Thereby, he can indict the improper overreach of “

        functionalist

        reason

        ”:the illicit interferences of rational-purposive approaches to social action (

        zweckra

        -

        tionalesHandeln

        )in areas of society that are rooted in the lifeworld:the

        family

        ,

        culture

        ,

        community

        life

        ,

        and

        voluntary

        associations

        , whose informal modalities are increasingly subjected to the formal media of money and power.

        Habermas

        develops

        the

        idea

        of

        the

        colonization

        of

        the

        lifeworld

        to

        highlight

        the

        illegitimate

        and

        destructive

        violations

        of

        the

        lifeworld

        s

        integrity

        by

        the

        forces

        of

        instrumental

        rationality

        deriving

        from

        the

        subsystems

        of

        the

        economy

        and

        state

        administration.

        Nevertheless, there are shortcomings to the lifeworld approach, as developed by social phenomenologists like Husserl and Schutz, which, in

        Theory

        of

        Communicative

        Action

        , Habermas seeks to surmount.Despite the pluralistic implications of the lifeworld concept, phenomenology remains wedded to the perspective of transcendental subjectivity, which perceives the world from the standpoint of individually thinking and acting subjects.Hence, phenomenology’s well known difficulties when it comes to the problem of “other minds”or intersubjectivity.Habermas wishes to circumvent these obstacles by reformulating the lifeworld idea in keeping with the tenets of

        communicative

        reason

        , for which

        intersubjectivity

        remains a touchstone.But also, from the phenomenological standpoint, reason and rationality remain extraneous concerns; they have no place in discussions of the lifeworld, where implicit knowledge, rather than rationality, predominates.Via his

        communicative

        reformulation

        of

        the

        lifeworld

        ideal

        , Habermas is able to introduce into the discussion a normative dimension that in phenomenological approaches—

        with

        their

        predo

        -

        minant

        orientation

        toward

        rather

        than

        -typically remains absent.

        As

        a

        norm

        ,

        communicative

        reason

        suggests

        that

        the

        denizens

        of

        the

        lifeworld

        dispose

        over

        specific

        criteria

        of

        reasonableness

        and

        fairness

        that

        may

        be

        invoked

        to

        adjudicate

        the

        validity

        of

        the

        agreements

        and

        understandings

        they

        reach.

        Thus whereas the notion of the lifeworld, as a constant feature of human societies, is, strictly speaking, transhistorical,

        with

        the

        transition

        from

        commun

        -

        ity

        to

        society

        ,

        its

        rationality

        potentials

        expand

        as

        do

        its

        potentials

        for

        justice

        as

        fairness.

        One of the keys to Habermas’s argument revolves around a process that he denominates the “

        linguistification

        of

        the

        sacred

        .”Among traditi-onal societies in which religion remains a primary mode of securing legitimation,

        the

        aura

        of

        the

        sacred

        serves

        to

        immunize

        social

        authority

        from

        discursive

        challenges

        , which undercuts the communicative ideal of understanding oriented toward mutual agreement.Conversely, with the advent of secularization, these ideological barriers dwindle.

        Illegitimate

        claims

        to

        social

        authority

        are

        deprived

        of

        the

        patina

        of

        divinity

        behind

        which

        they

        have

        been

        traditionally

        able

        to

        dissemble

        their

        normative

        and

        political

        gist.

        In

        their

        place

        there

        emerges

        a

        new

        potential

        for

        a

        non

        -

        hierarchical

        ,

        consensual

        resolution

        of

        disputes

        ,

        along

        with

        egalitarian

        prospects

        of

        democratic

        will

        -

        formation.

        Habermas formulates these issues in a key passage in

        Theory

        of

        Commun

        -

        icative

        Action

        , volume II:Universal discourse points to an idealized lifeworld reproduced through processes of mutual understanding that have been largely detached from normative contexts and transferred over to rationally motivated yes/no positions.This sort of growing autonomy can come to pass only to the extent that

        constraints

        of

        material

        reproduction

        no

        longer

        hide

        behind

        the

        mask

        of

        a

        rationally

        impenetrable

        ,

        basic

        ,

        normative

        consensus

        ,

        that

        is

        ,

        stand

        behind

        the

        authority

        of

        the

        sacred

        [...] A lifeworld rationalized in this sense would by no means reproduce itself in conflict-free forms.But the conflicts would appear in their own names; they would no longer be concealed by convictions immune from discursive examination.(145)

        By the same token, ultimately, the lifeworld approach shares one of the central methodological shortcomings of its hermeneutic cousin, a failing that we have already discussed under the rubric of “hermeneutic idealism.”This appellation suggests that the model of intentionality and implicit meanings offers inadequate means for conceptualizing problems of power and domination.What is also needed is an analysis of “system integration”that complements the emphasis on symbolic meanings that derive from the phenomenological approach.Systems theory’s methodological point of departure is not the intentionality of the individual social actor or actors.Instead, it adopts the functionalist perspective of the self-maintaining system that it inherits from nineteenth-century social evolutionism.Its socio-political ideal is “homeostasis,”a normative standpoint that it borrows from the life sciences-above all, biology.Habermas’s project of a “critique of functionalist reason”aims to roll back or curtail the illicit interferences of the instrumental imperatives that derive from the self-maintaining systems of economy and power in the lifeworld qua repository of implicit meanings.

        In

        Theory

        of

        Communicative

        Action

        , he describes the reifying or “de-moralizing”effect of system-induced interferences in the lifeworld as follows:A demoralized, positive, compulsory law [...] makes it possible to steer social action via delinguistified media [...] The transfer of action coordination from language over to steering media means an uncoupling of interaction from lifeworld contexts.Media such as money and power [...] encode a purposive-rational attitude toward calculable amounts of value and make it possible to exert generalized, strategic influence [...] while

        bypassing

        processes of consensus-oriented communic-ation.[As a result] the lifeworld contexts in which processes of reaching understanding are always embedded are devalued in favor of media-steered interactions.(

        Theory

        of

        Communicative

        Action

        154)Thus under conditions of advanced capitalism, domination (

        Herrschaft

        )assumes the form of strategic rationality.By virtue of its central role in processes of system maintenance, it acquires an aura of “objectivity”and is thereby substantially immunized against claims of democratic legitimacy.Consequently, the

        functional

        imperatives of instrumental reason trump the

        discursive

        claims of communicative reason as they are rooted in the lifeworld.The end result of this process is what Habermas calls

        the

        “”(

        Theory

        of

        Communicative

        Action

        180,183).

        By

        substituting

        impersonal

        mechanisms

        of

        strategic

        action

        for

        communicative

        reason

        ,

        the

        coloniza

        -

        tion

        of

        the

        lifeworld

        facilitates

        the

        .

        This occurs insofar as

        we

        associate

        the

        capacity

        for

        moral

        action

        with

        the

        values

        of

        collective

        self

        -

        determination

        and

        individual

        autonomy.

        Yet

        individual

        autonomy

        diminishes

        the

        more

        that

        the

        amoral

        steering

        media

        of

        money

        and

        power

        degrade

        the

        discursive

        fabric

        of

        the

        lifeworld

        qua

        fount

        of

        intersubjectivity

        and

        communicative

        rationality.

        Critical Remarks

        One of Habermas’s primary goals in

        Theory

        of

        Communicative

        Action

        is to redress the question of the absent normative foundations of the Frankfurt School.Yet in this regard, there seems to be a fundamental ambivalence at the heart of his approach—an ambivalence that has, in certain respects, persistently haunted Critical Theory.

        Bluntly put:do these normative foundations possess an immanent or transcendent status? Are they rooted in universal principles or are they, instead, socially embodied.If they are “transcend-ent,”then they risk assuming the character of standards or precepts that have been independently derived and determined by the philosopher or theorist.If, conversely, they are sedimented in the logic of social development, they threaten to become overly concrete:the expression of a particular cultural tradition or a given social formation.As a result, their claim to universality diminishes correspondingly.

        Habermas, for his part, has shown himself to be extremely uncomfortable with the idea of timeless, unconditional claims to validity as a lapse into foundationalism.Instead, he has on numerous occasions expressed solidarity with trends in “postmetaphysical thinking.”Consequently, his attitude toward the question of ultimate foundations (

        letzteBegr

        ü

        ndungen

        )has persistently oscillated between a transcendental and empirical orientation, as can be seen by his employment of the oxymoron “quasi-transcendental”to characterize his aims.Yet normative claims that are quasi-transcendental

        seem

        alternately

        too

        strong

        and

        too

        weak

        , insofar as they seek the unimpugnability of ultimate foundations without the attendant metaphysical baggage.

        Yet here, it is unclear exactly what role the lifeworld, as a realm of informal and taken-for-granted habitudes and meanings, is meant to play in validating

        the

        normative

        telos

        of

        communicative

        reason

        uncoerced

        reciprocal

        agreement

        ,

        mutual

        understanding

        free

        from

        ideological

        constraints

        or

        distortion.

        As a diffuse congeries of values, significations, and background conditions,

        there

        is

        nothing

        inherently

        rational

        about

        the

        life

        -

        world

        .Instead, one can readily imagine that the lifeworld’s suitability for the ends of communicative transparency would change radically depending on the extent to which it has been institutionally “rationalized,”or exposed to the mechanisms and

        norms

        of

        democratic

        publicity

        (?

        ffentlichkeit

        )—a point that Habermas generally seems willing to concede.Thus one can readily conceive of lifeworlds that function in ways that are extremely arbitrary or repressive; lifeworlds in which the distortional effects of tradition prevent the norms of equality and reciprocity that Habermas reveres from flourishing.In sum, ultimately, one must judge the fabric of a given lifeworld on the basis of its normative content,

        since

        lifeworlds

        that

        are

        obstinately

        mired

        in

        custom

        ,

        habit

        ,

        and

        tradition

        can

        easily

        present

        themselves

        as

        obstacles

        to

        ,

        rather

        than

        facilitators

        of

        ,

        the

        ends

        of

        social

        emancipation.

        Thus

        lifeworlds

        can

        be

        ethical

        ,”

        or

        cohere

        internally

        ,

        without

        being

        moral

        ”—

        that

        is

        ,

        without

        adhering

        to

        broader

        norms

        of

        justice

        or

        fairness.

        Given such questions and doubts, one cannot help but wonder whether Habermas places more methodological weight on the lifeworld ideal than it can in point of fact bear.Thus in view of the historical variegatedness of individual lifeworlds, how reliable is this concept as a basis or ground for a theory of communicative reason?

        In a subsequent clarification, Habermas seems to concede too much to the

        lifeworld

        qua

        ethical

        life

        or

        that

        is

        ,

        as

        a

        sphere

        of

        random

        , “

        amoral

        sociality

        —when he claims that attempts to pose questions of “

        ultimate

        justification

        ”(

        letzteBegr

        ü

        ndungen

        )with respect to the lifeworld are

        fundamentally

        misplaced.

        The

        intuitions

        of

        everyday

        life

        ,”

        he

        avows

        , “

        have

        no

        need

        of

        clarification

        by

        philosophers.

        ”Instead, “

        in

        this

        case

        ,

        the

        understanding

        of

        philosophy

        as

        developed

        by

        Wittgenstein

        seems

        appropriate.

        ”(

        Moral

        Cons

        -

        ciousness

        98)In other words:when it comes to the lifeworld, philosophy should not disturb the fragile heritage of tradition, even if that heritage should turn out to be a dead weight.Instead, following Wittgenstein,

        philosophy

        s

        job

        is

        merely

        to

        clarify

        the

        nature

        of

        life

        practices

        and

        the

        rules

        that

        underlie

        them

        ,

        rather

        than

        to

        disrupt

        the

        lifeworld

        s

        integrity

        by

        seeking

        to

        impose

        first

        principles

        or

        to

        legislate

        norms.

        Yet in the preceding characterization,

        the

        lifeworld

        seems

        to

        be

        synonymous

        with

        a

        approach

        to

        life

        ,

        one

        that

        assumes

        that

        the

        totality

        of

        inherited

        social

        facts

        is

        fundamentally

        unalterable.

        A

        -

        approach

        to

        life

        ,

        conversely

        ,

        suggests

        the

        advent

        of

        critical

        consciousness

        ”:

        a

        consciousness

        that

        no

        longer

        merely

        assumes

        that

        the

        contents

        of

        tradition

        merit

        acceptance

        merely

        because

        they

        have

        been

        handed

        down.

        Hence, it seems that, in opposition to the conventionalist approach, one must adopt a principle akin to Jaspers’notion of the “axial age,”a concept that denotes the

        advent

        of

        transcendence

        as

        a

        precondition

        for

        critical

        consciousness.

        As Jaspers proposes in

        The

        Origin

        and

        Goal

        of

        History

        (1949), “

        transcendence

        signifies

        a

        capacity

        for

        that

        transcends

        the

        world

        as

        a

        self

        -

        referential

        totality

        of

        facts.

        Here, it connotes the emergence of a

        capacity

        to

        judge

        the

        normative

        failings

        and

        deficiencies

        of

        ethical

        life

        ”()

        according

        to

        considerations

        of

        according

        to

        the

        higher

        moral

        standards

        of

        justice.

        ”Habermas has invoked the idea of the axial age in his later writings on the philosophy of religion; although he has not indicated what role it might play a role in reformulating the idea of the lifeworld he develops in

        Theory

        of

        Communicative

        Action

        .

        Notes

        ① Dilthey,

        Introduction

        to

        the

        Human

        Sciences

        (Princeton:Princeton University Press, 1989); 1uoted in Dilthey,

        Selected

        Writings

        , ed.H.Rickman (Cambridge:Cambridge University Press, 1976), 162.See also, Georg Iggers,

        The

        German

        Conception

        of

        History

        the

        National

        Tradition

        of

        Historical

        Thought

        from

        Herder

        to

        the

        Present

        (Wesleyan University Press:1983).② “For Husserl, objectivity was always a particular ‘achievement of consciousness’(

        Bewussteinsleistung

        )and he was fascinated by the miracle of the process.”See Dermot Moran.

        Introduction

        to

        Phenomenology

        (New York:Routledge, 2000).60.③ See Jaspers,

        The

        Origin

        and

        Goal

        of

        History

        (New York:Routledge, 2016).

        Works Cited

        Habermas, Jürgen.

        Moral

        Consciousness

        and

        Communicative

        Action

        .Cambridge, Mass.:MIT Press, 1992.- - -.

        Theory

        of

        Communicative

        Action

        II.Trans.T.McCarthy.Boston:Beacon Press, 1987.- - -.

        Theory

        and

        Practice

        .Trans.J.Viertel.Boston:Beacon Press, 1973.Husserl, Edmund.

        The

        Crisis

        of

        the

        European

        Sciences

        and

        Transcendental

        Phenomenology

        .Trans.D.Carr.Evanston:Northwestern University Press, 1970.Schn?delbach.

        Philosophy

        in

        Germany

        1831-1933

        .New York:Cambridge University Press, 1984.Ricoeur, Paul.

        Husserl

        An

        Analysis

        of

        His

        Phenomenology

        .Trans.E.Ballard and L.Embree.Evanston:Northwestern University Press, 1967.

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