韓冰,王莉,李十中,王二強(qiáng),仉磊,李天成
清華大學(xué)核能與新能源技術(shù)研究院新能源所,北京 100084
先進(jìn)固體發(fā)酵技術(shù)(ASSF)生產(chǎn)甜高粱乙醇
韓冰,王莉,李十中,王二強(qiáng),仉磊,李天成
清華大學(xué)核能與新能源技術(shù)研究院新能源所,北京 100084
介紹了利用高產(chǎn)能源作物甜高粱生產(chǎn)燃料乙醇的先進(jìn)固態(tài)發(fā)酵(ASSF)技術(shù),從甜高粱莖稈保存、菌種、反應(yīng)器,到固體發(fā)酵過程的數(shù)學(xué)模擬和工程放大進(jìn)行了系統(tǒng)研究。篩選出高效產(chǎn)乙醇的菌種CGMCC1949,固體發(fā)酵時(shí)間低于30 h,乙醇收率高于92%;優(yōu)選出貯存甜高粱莖稈的有效方法,通過抑菌處理,厭氧貯存200 d 糖分損失小于5%;對(duì)固態(tài)發(fā)酵過程進(jìn)行了數(shù)學(xué)模擬,設(shè)計(jì)并優(yōu)化了固體發(fā)酵設(shè)備,成功進(jìn)行了工程放大試驗(yàn),并且基于ASPEN軟件對(duì)該技術(shù)進(jìn)行了技術(shù)經(jīng)濟(jì)評(píng)價(jià),結(jié)果表明ASSF法生產(chǎn)甜高粱乙醇在技術(shù)、工程和經(jīng)濟(jì)上均具有充分的可行性和明顯優(yōu)勢(shì)。
甜高粱,先進(jìn)固態(tài)發(fā)酵,燃料乙醇
Abstract:A robust strain of the speciesSaccharomyces cerevisiaeCGMCC1949 was screened and identified, and advanced solid state fermentation(ASSF)technology for fuel ethanol production from sweet sorghum stalks was thus developed.The fermentation time was shortened to less than 30 h, and ethanol yield was 92% of its theoretical maximum.And in the meantime,the cost-effective storage was established for sweet sorghum stalks, with less than 5% sugar loss after 200 days of storage, making the plant operation could extend up to 200 days without feedstock shortage.With the fermentation kinetics and heat-mass transfer models, modeling of the ASSF process was investigated, and the rotating drum bioreactor was designed.Furthermore, the ASSF technology was successfully applied in the pilot plant in which the rotating drum bioreactor was scaled up to 127 m3, and ethanol yield of 91% was achieved.At the end, techno-economic analysis(TEA)conducted by ASPEN indicated that ethanol production from sweet sorghum stalks by the ASSF is economically competitive.
Keywords:sweet sorghum stalks, advanced solid state fermentation(ASSF), ethanol production
生物燃料是目前唯一大規(guī)模替代石油的可再生燃料[1],甜高粱燃料乙醇被國(guó)際公認(rèn)是從糧食向秸稈類木質(zhì)纖維素原料過渡的1.5代生物燃料[2]。甜高粱是碳四(C4)作物,具有很高的光合效率,是目前世界上生物學(xué)產(chǎn)量最高的作物之一[3],一般甜高粱莖稈畝產(chǎn)量為5~7 t,高粱籽粒平均畝產(chǎn)量200 kg。甜高粱還具有耐干旱、耐水澇、抗鹽堿等多重抗逆性,其用水量?jī)H是甘蔗的1/7,生長(zhǎng)期僅為100~120 d[4],而含糖量與甘蔗相當(dāng)。
利用甜高粱莖稈生產(chǎn)乙醇主要采用固態(tài)和液態(tài)2種發(fā)酵方式[5]。液態(tài)發(fā)酵是利用榨取的甜高粱莖汁進(jìn)行發(fā)酵。印度[6]是較早研究甜高粱液態(tài)發(fā)酵制乙醇技術(shù)的國(guó)家之一,篩選出了高產(chǎn)乙醇酵母菌NCIM3319,但自1960年至今,該技術(shù)一直沒有突破性進(jìn)展,發(fā)酵時(shí)間長(zhǎng)達(dá)48~72 h,乙醇濃度僅為6%(V/V)。Bulawayo等[7]研究了不同菌種利用甜高粱莖汁生產(chǎn)燃料乙醇的情況;Laopaiboon等[8]對(duì)甜高粱莖汁液態(tài)發(fā)酵生產(chǎn)乙醇的方式進(jìn)行了研究;Mohite等[9]用固定化酵母發(fā)酵含糖 11.5%的甜高粱汁,產(chǎn)物乙醇濃度為2.4 g/L(W/V);侯霖等[10]對(duì)甜高粱汁液發(fā)酵產(chǎn)乙醇進(jìn)行工藝條件優(yōu)化,結(jié)果甜高粱莖汁糖濃度為17.8%,接種量10%,pH值4.5,發(fā)酵時(shí)間48 h,發(fā)酵液的乙醇濃度可達(dá)到10.2%,殘?zhí)菨舛?%。盡管液體發(fā)酵技術(shù)相對(duì)比較成熟,但是存在以下缺點(diǎn):榨汁能耗高、糖汁保存難、稈渣中殘?zhí)歉摺l(fā)酵過程中糖利用率偏低、產(chǎn)生大量污水[11-12]。
固態(tài)發(fā)酵(Solid-state fermentation,SSF)[5]是指在沒有或幾乎沒有自由流動(dòng)水的狀態(tài)下進(jìn)行的一種或多種微生物發(fā)酵生產(chǎn)乙醇的過程。固態(tài)發(fā)酵與深層液態(tài)發(fā)酵相比較,有廢水少、環(huán)境污染小、設(shè)備簡(jiǎn)單、能耗低、糖利用率高、預(yù)處理及后處理工藝簡(jiǎn)單等特點(diǎn)[13-16]。Reidenbach[17]比較了甜高粱莖稈切段和榨汁 2種工藝的乙醇生產(chǎn)效率,結(jié)果表明切成1 cm長(zhǎng)的小段進(jìn)行發(fā)酵乙醇產(chǎn)率最高,即固態(tài)發(fā)酵比液態(tài)發(fā)酵的產(chǎn)率高。然而,固態(tài)發(fā)酵技術(shù)也存在如下缺點(diǎn):微生物生長(zhǎng)受營(yíng)養(yǎng)擴(kuò)散的限制、易出現(xiàn)代謝熱積累導(dǎo)致的過熱現(xiàn)象、發(fā)酵過程的自動(dòng)化控制難度稍高、技術(shù)開發(fā)經(jīng)驗(yàn)少等。
目前對(duì)固體發(fā)酵的研究主要集中在工藝上,即通過優(yōu)化溫度、接種量、原料粒度、pH值、營(yíng)養(yǎng)物質(zhì)等條件,實(shí)現(xiàn)糖和乙醇的高效轉(zhuǎn)化。如任麗等[18]通過優(yōu)化甜高粱莖稈固體發(fā)酵條件,獲得發(fā)酵時(shí)間4~5 d、可發(fā)酵糖利用率達(dá)到 47.6%、平均出酒率48.4 kg/t的成果。董永勝等[19]通過選育耐酸耐高溫酵母、添加糖化酶和纖維素酶,將發(fā)酵時(shí)間縮短為4 d,乙醇產(chǎn)量達(dá)到6.5%(V/V)。然而,要實(shí)現(xiàn)甜高粱莖稈固態(tài)發(fā)酵制備燃料乙醇技術(shù)的商業(yè)化應(yīng)用,除了要研發(fā)可自動(dòng)化控制的固態(tài)發(fā)酵工藝以外,還要突破 3個(gè)技術(shù)瓶頸:高耐受性、高乙醇產(chǎn)率優(yōu)良菌株的選育,發(fā)酵過程可控的生物反應(yīng)器,以及高效實(shí)用甜高粱莖稈原料貯存技術(shù)的優(yōu)選。
針對(duì)甜高粱莖稈固態(tài)發(fā)酵制備乙醇技術(shù)的 3個(gè)關(guān)鍵性難題,清華大學(xué)研發(fā)了國(guó)際領(lǐng)先的先進(jìn)固態(tài)發(fā)酵ASSF(Advanced solid state fermentation)生產(chǎn)乙醇技術(shù),篩選出了高產(chǎn)乙醇酵母菌株 CGMCC1949,開發(fā)了轉(zhuǎn)鼓式固態(tài)發(fā)酵罐系統(tǒng),實(shí)現(xiàn)了甜高粱燃料乙醇的高效清潔轉(zhuǎn)化和自動(dòng)化控制,并在實(shí)驗(yàn)室搖瓶實(shí)驗(yàn)的基礎(chǔ)上建立了發(fā)酵動(dòng)力學(xué)和傳質(zhì)傳熱的數(shù)學(xué)模型,在工程放大中成功取得了預(yù)期成果。
試驗(yàn)使用的優(yōu)良酵母菌是實(shí)驗(yàn)室專有菌株[20],從甜高粱莖稈中篩選出來,經(jīng)過糖發(fā)酵等實(shí)驗(yàn)[21],與菌種鑒定手冊(cè)[22]對(duì)照,確認(rèn)為釀酒酵母;并且對(duì)該菌株進(jìn)行基因測(cè)序分析,使用Blast在線軟件進(jìn)行相似性分析,測(cè)序結(jié)果查詢GenBank數(shù)據(jù)庫,證實(shí)篩選出的菌株為釀酒酵母,命名為CGMCC 1949。該菌株具有如下優(yōu)點(diǎn):1)乙醇產(chǎn)率高;2)能夠耐受較高的糖濃度;3)生長(zhǎng) pH 范圍寬泛,可以在pH 3~10范圍內(nèi)生長(zhǎng);4)固態(tài)發(fā)酵效率高,在不添加水和營(yíng)養(yǎng)物質(zhì)的情況下,其甜高粱莖稈固體發(fā)酵產(chǎn)乙醇的周期僅為24 h,乙醇產(chǎn)率高達(dá)94.5%。河南天冠燃料乙醇有限公司通過對(duì)幾株釀酒酵母發(fā)酵能力和耐受性能的實(shí)驗(yàn)比較,發(fā)現(xiàn)南陽酵母1308生產(chǎn)性能最好[23]。將本實(shí)驗(yàn)室專有的CGMCC 1949菌株與南陽酵母1308進(jìn)行發(fā)酵能力的比較,取甜高粱莖稈粉碎料100 g于500 mL三角瓶中,115℃滅菌20 min,按10%的接種率接入已經(jīng)培養(yǎng)好的種子液,30℃靜置發(fā)酵,如圖1所示,二者發(fā)酵過程的失重量接近,證明CGMCC 1949的固態(tài)發(fā)酵能力與優(yōu)良菌株1308相當(dāng),而CGMCC 1949在糖濃度和pH耐受性方面具有更大優(yōu)勢(shì):CGMCC 1949在液態(tài)基質(zhì)中可以耐受400 g/L的葡萄糖,而普通酵母的耐受濃度僅為300 g/L左右;CGMCC 1949可以在pH 3~10內(nèi)生長(zhǎng)發(fā)酵,而菌株1308的正常發(fā)酵pH范圍是3~7。
圖1 CGMCC 1949與模式菌株1308發(fā)酵過程失重比較Fig.1 Comparison of the weight loss during the ethanol fermentations withS.cerevisiaeCGMCC 1949 and 1308.
原料的高效貯存與持續(xù)供給是甜高粱燃料乙醇技術(shù)商業(yè)化進(jìn)程中首要解決的問題[24]。原料甜高粱莖稈的組成[4]如表1所示,可發(fā)酵糖含量高達(dá)16%。研究比較了多種方法對(duì)新鮮甜高粱莖稈中糖分的保存效果,包括整稈打捆自然堆放[25]、粉碎青貯保存[26]、添加防腐劑抑菌[27]、臭氧滅菌處理[28]、Co60輻照保存[29]。測(cè)定方法為:總糖測(cè)定采用 DNS法[30-32],總糖提取采用浸提法,總糖計(jì)算采用干基標(biāo)準(zhǔn)[33]。優(yōu)選出了3種較好的儲(chǔ)存技術(shù),其保存效果如圖2所示。A和B是添加化學(xué)防腐劑厭氧保存,D是經(jīng)過氧化處理后厭氧保存,參照C未經(jīng)任何處理。結(jié)果表明,甜高粱自然保存的糖含量會(huì)降低81.65%,而運(yùn)用上述3種方法對(duì)原料甜高粱進(jìn)行長(zhǎng)達(dá) 6~7個(gè)月的儲(chǔ)存,總糖損耗率小于 5%,實(shí)現(xiàn)了甜高粱乙醇連續(xù)生產(chǎn)7個(gè)月的工業(yè)化生產(chǎn)要求。
表1 甜高粱莖稈的組成Table 1 Compositionaof sweet sorghum stalks
圖2 三種優(yōu)選貯存方法A、B、D與參照C的總糖含量隨保存時(shí)間的變化趨勢(shì)Fig.2 Time-courses of the total sugar decrease for the three storage methods A, B and D with C as a reference.
本文對(duì) ASSF技術(shù)進(jìn)行了系統(tǒng)地研究:首先,利用搖瓶實(shí)驗(yàn)進(jìn)行發(fā)酵條件優(yōu)化、建立固態(tài)發(fā)酵動(dòng)力學(xué)模型[34];然后,對(duì)多種發(fā)酵罐的傳質(zhì)、傳熱進(jìn)行數(shù)學(xué)模擬,優(yōu)選出轉(zhuǎn)鼓式發(fā)酵罐作為固態(tài)發(fā)酵反應(yīng)器[35-37];基于實(shí)驗(yàn)室50 L轉(zhuǎn)鼓式發(fā)酵罐的實(shí)驗(yàn)數(shù)據(jù),對(duì)轉(zhuǎn)鼓式發(fā)酵罐的數(shù)學(xué)模型進(jìn)行修正,并在此基礎(chǔ)上完成了工業(yè)規(guī)模發(fā)酵反應(yīng)器的設(shè)計(jì)和乙醇生產(chǎn)的工藝包。
發(fā)酵動(dòng)力學(xué)是工業(yè)放大過程中設(shè)計(jì)、操作和模擬優(yōu)化的基礎(chǔ),基于本實(shí)驗(yàn)室專有的高效酵母CGMCC1949,對(duì)甜高粱莖稈分批固態(tài)發(fā)酵制取乙醇的發(fā)酵過程進(jìn)行分析。將甜高粱莖稈剝皮后粉碎混合均勻,取100 g于500 mL三角瓶中,115℃滅菌30 min,按10%的接種量接入已培養(yǎng)好的種子液,30℃靜置發(fā)酵。圖3是固態(tài)發(fā)酵過程中菌體濃度、底物總糖濃度、產(chǎn)物乙醇濃度隨時(shí)間變化的曲線[35]。
根據(jù)固態(tài)發(fā)酵實(shí)驗(yàn)結(jié)果,分別采用 Logistic方程[38]、Leufeking-Piret方程[39]和類似 Luedeking-Piret方程,建立了描述固態(tài)發(fā)酵過程中菌體生長(zhǎng)、底物消耗和產(chǎn)物生成的動(dòng)力學(xué)模型方程,并利用最小二乘法對(duì)模型參數(shù)進(jìn)行非線性擬合,結(jié)果表明模型預(yù)測(cè)值和實(shí)驗(yàn)值擬合良好[35],菌體生長(zhǎng)、糖分消耗,乙醇生成3條曲線的相關(guān)指數(shù)R2分別是0.83、0.996 和 0.994,如圖4~6 所示[36,38]。
圖3 發(fā)酵過程中菌體量、底物總糖濃度和乙醇濃度變化Fig.3 Time-courses of biomass, total sugars and ethanol during the ASSF process.
圖4 發(fā)酵過程中菌體濃度模型計(jì)算值和實(shí)驗(yàn)值的比較Fig.4 Comparison of the cell concentration between the experimental results and model predications.
圖5 發(fā)酵過程中總糖消耗模型計(jì)算值和實(shí)驗(yàn)值的比較Fig.5 Comparison of the total sugar decrease between the experimental results and model predications.
圖6 發(fā)酵過程中乙醇產(chǎn)生模型計(jì)算值和實(shí)驗(yàn)值的比較Fig.6 Comparison of the ethanol production between the experimental results and model predications.
針對(duì)固態(tài)發(fā)酵傳質(zhì)傳熱差這一核心問題,對(duì)多種發(fā)酵罐建模比較,優(yōu)選出了轉(zhuǎn)鼓式發(fā)酵反應(yīng)器。利用內(nèi)徑30 cm容積50 L轉(zhuǎn)鼓式發(fā)酵罐進(jìn)行試驗(yàn):取12 kg甜高粱莖稈粉碎料,控制進(jìn)罐溫度為28℃,接種量10%,發(fā)酵初始以5 r/min的轉(zhuǎn)速旋轉(zhuǎn)20 min,使粉碎料與菌液混合均勻,在發(fā)酵約10 h由于溫度過高,控制發(fā)酵罐旋轉(zhuǎn)20 min加速傳熱,用熱電偶測(cè)定罐內(nèi)不同位置處的溫度,從圖7的溫升曲線可以看出發(fā)酵溫度很好地控制在 26℃~36℃之間,滿足發(fā)酵的最佳溫度范圍。
圖7 轉(zhuǎn)動(dòng)時(shí)發(fā)酵罐內(nèi)基質(zhì)溫升曲線Fig.7 Temperature-time curve of the substrate monitored within the rotating drum bioreactor.
為了模擬發(fā)酵罐內(nèi)的溫升情況,運(yùn)用均相模型進(jìn)行物料床層衡算,發(fā)酵罐頂部氣相衡算以及發(fā)酵罐器壁和保溫層衡算[40],列出如下5個(gè)常微分方程,并采用四階龍格-庫塔法積分求解,做出發(fā)酵罐內(nèi)床層物料溫度變化曲線模擬值(圖8)??梢钥闯觯迌?nèi)物料溫升小于7℃,與實(shí)測(cè)溫升完全吻合,并且在適合酵母菌活性表達(dá)的溫度范圍之內(nèi)。運(yùn)用離散元的方法建立固態(tài)發(fā)酵罐內(nèi)固體顆粒的運(yùn)動(dòng)和傳質(zhì)的非均相模型,將固體粉碎料模擬為直徑2 mm的球形顆粒,研究抄板尺寸、裝填系數(shù)、轉(zhuǎn)速等發(fā)酵罐結(jié)構(gòu)和操作參數(shù)對(duì)物料混合效果的影響并進(jìn)行優(yōu)化[40]。
2009年底,在內(nèi)蒙古鄂爾多斯成功運(yùn)行了127 m3規(guī)模發(fā)酵罐的示范工程,收獲了理想的試驗(yàn)效果。發(fā)酵罐直徑3 m,長(zhǎng)18 m,裝填量約55%,原料初始入罐溫度25℃,接種量為10%,用熱電偶測(cè)定發(fā)酵過程中罐內(nèi)物料溫度,為了有效控制發(fā)酵溫度,防止基質(zhì)溫度過高而影響發(fā)酵效果,每間隔3 h自動(dòng)控制發(fā)酵罐旋轉(zhuǎn)5~10 min,實(shí)測(cè)溫度曲線如圖9所示,尖峰處對(duì)應(yīng)旋轉(zhuǎn)狀態(tài),可以看出旋轉(zhuǎn)可以有效改善發(fā)酵傳熱現(xiàn)象,物料溫度明顯降低,罐內(nèi)溫度分布與數(shù)學(xué)模擬結(jié)果相同。發(fā)酵試驗(yàn)結(jié)果如表2所示,發(fā)酵時(shí)間在30 h以內(nèi),可發(fā)酵糖轉(zhuǎn)化率超過92%,理論產(chǎn)99.5%的燃料乙醇828.06 kg,實(shí)際乙醇收率90.86%,按甜高粱莖稈中可發(fā)酵總糖含量14%~15%計(jì),平均15~16 t莖稈生產(chǎn)1 t燃料乙醇,表明 ASSF技術(shù)的工程實(shí)用性和經(jīng)濟(jì)可行性都具有明顯優(yōu)勢(shì)。
1) 物料床層衡算:
圖8 發(fā)酵罐內(nèi)床層溫度數(shù)學(xué)模型計(jì)算值曲線Fig.8 Temperature-time curve of the substrate within the rotating drum bioreactor predicted by the heat-mass transfer model.
圖9 中試發(fā)酵罐內(nèi)床層溫度變化曲線Fig.9 Temperature-time curve of the substrate monitored within the pilot bioreactor.
表2 甜高粱乙醇中試試驗(yàn)結(jié)果Table 2 The operation results of the sweet sorghum ethanol pilot plant
甜高粱乙醇ASSF生產(chǎn)1 t燃料乙醇投入能耗13 758.3 MJ,產(chǎn)出能耗46 065 MJ(表3),能量投入產(chǎn)出比為1∶2.78,因稈渣可以作為鍋爐燃料抵消蒸餾、干燥過程能耗,實(shí)際能量投入產(chǎn)出比為1∶23。
經(jīng)國(guó)外合作機(jī)構(gòu)應(yīng)用ASPEN軟件對(duì)ASSF技術(shù)生產(chǎn)甜高粱乙醇進(jìn)行技術(shù)經(jīng)濟(jì)分析(TEA),并計(jì)算出了隨著原料甜高粱的價(jià)格波動(dòng)所對(duì)應(yīng)的最低乙醇售價(jià),如表4,5所示,按每噸甜高粱200元計(jì)算,乙醇的生產(chǎn)成本為4.35元/kg(已含10%利稅,如免稅則為 3.95元/kg),而國(guó)內(nèi)玉米、木薯乙醇成本為5.3~5.8元/kg,由此可見該技術(shù)不僅具有能量產(chǎn)出高特點(diǎn),而且還具有很好的經(jīng)濟(jì)效益。
表3 甜高粱乙醇ASSF工藝能量投入產(chǎn)出衡算Table 3 The energy input and output of the ASSF sweet sorghum ethanol process
針對(duì)甜高粱乙醇生產(chǎn)技術(shù)的 3個(gè)瓶頸問題,篩選出高效產(chǎn)乙醇的優(yōu)良菌株 CGMCC1949,使甜高粱莖稈固體發(fā)酵乙醇時(shí)間縮短至30 h以內(nèi),比用玉米發(fā)酵生產(chǎn)乙醇的時(shí)間(55 h)縮短40%以上,乙醇收率高于理論值的 94%,而玉米乙醇收率一般為91.5%;優(yōu)選出高效貯存甜高粱莖稈的方法,貯存200天糖分損失小于5%;建立了發(fā)酵動(dòng)力學(xué)模型,發(fā)酵罐內(nèi)基質(zhì)的傳熱和傳質(zhì)模型,基于模型設(shè)計(jì)了轉(zhuǎn)鼓式固態(tài)發(fā)酵設(shè)備,實(shí)現(xiàn)了固態(tài)發(fā)酵的機(jī)械化生產(chǎn)和自動(dòng)化控制;并完成了從實(shí)驗(yàn)室搖瓶?jī)?yōu)化工藝條件[41],到5 m3中試,再到127 m3的工程示范的逐級(jí)放大研究,試驗(yàn)結(jié)果表明無明顯放大效應(yīng),發(fā)酵過程的數(shù)學(xué)模型可以成功地用于工業(yè)化生產(chǎn)。綜上分析,ASSF技術(shù)生產(chǎn)甜高粱乙醇在工程、技術(shù)、經(jīng)濟(jì)上都具有很大優(yōu)勢(shì),具有廣闊的發(fā)展前景。
表4 基于ASPEN軟件的甜高粱乙醇ASSF工藝成本核算Table 4 Economic analysis of the ASSF sweet sorghum ethanol process
表5 甜高粱乙醇成本隨原料價(jià)格的波動(dòng)Table 5 Variation of ethanol production cost with the price of sweet sorghum feedstock
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Ethanol production from sweet sorghum stalks by advanced solid state fermentation(ASSF)technology
Bing Han, Li Wang, Shizhong Li, Erqiang Wang, Lei Zhang, and Tiancheng Li
Institute of Nuclear and New Energy Technology, Tsinghua University, Beijing 100084, China
Received:May 25, 2010;Accepted:June 23, 2010
Supported by:National Projects of International Cooperation(No.S2010GR0393), 948 Items of Agricultural Department(No.2008-G2).
Corresponding author:Shizhong Li.Tel: +86-10-62772123; Fax: +86-10-80194050; E-mail: Szli@tsinghua.edu.cn國(guó)家重大國(guó)際合作項(xiàng)目(No.S2010GR0393),農(nóng)業(yè)部948項(xiàng)目(No.2008-G2)資助。